securities regulation

China Cracks Down on Market ‘Ratholes’

From the Financial Times: China’s securities regulator has banned one fund manager from the country’s capital markets for life and another for seven years in a warning to the industry to clean up lax internal controls. The two...

Five New Mutual Funds Approved in China

From Reuters via Gulfnews.com : China’s securities regulator has approved the creation of five new mutual funds, including three mainly for stock investment, in an effort to support the sagging domestic stock market, a...

Reputational Sanctions in China’s Securities Market – Benjamin L. Liebman and Curtis J. Milhaupt

From SSRN: Abstract: Literature suggests two distinct paths to stock market development: an approach based on legal protections for investors, and an approach based on self-regulation of listed companies by stock exchanges. This paper traces China’s attempts to pursue both approaches, while focusing on the role of the stock exchanges as regulators. Specifically, the paper […]

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